Broker/Dealer Litigation

• Litigation
• Government and Administrative Law
• Natural Resources, Environmental, and Agricultural Law
• Tax Law
• Real Estate
• Estate/Probate Law
• Business Commercial Law

• State and Federal Constitutional Law
• Commercial & Corporate Litigation
• Family Law
• Personal Injury and Wrongful Death
• Securities Fraud
• Broker/Dealer Litigation

Mattson Ricketts has experience representing Investment Advisors in prosecuting or defending disputes with employers. We advocate for investment advisors in employment disputes involving unfair competition, misappropriation of trade secrets, unfair competition, tortious interference, breach of fiduciary duty, claims seeking both monetary and injunctive relief. We represent Investment Advisors in both court proceedings and in arbitration proceedings before the NASD, Inc. (formally known as the National Association of Securities Dealers).